‘One-off Sales’ enable you to dispose of your holding in a single security or your entire portfolio of securities at one time without opening a client account with Direct Broking Limited. To submit an order to sell securities, you will need to have your shareholder number and FASTER identification number (FIN) available (for NZ listed securities) or Shareholder Reference Number (SRN) (for AU listed securities) and the consent of all registered holders to the sale.

Sale proceeds can only be paid to a bank account in the name(s) of the registered holder(s) of the securities being sold. Before Direct Broking can release sale proceeds we must have received a copy of a driver’s licence or passport for and bank encoded account verification for an account in the name of all the registered holders of those securities.

NB: All one-off sales are conducted in accordance with NZX Rules and our standard client terms & conditions. If you have done a one-off sale with us previously, this option is no longer available to you and a client account must be opened.

NB: If you become a client of Direct Broking Limited, the rates are considerably less!

Our Terms and Conditions for all transactions are available here.

Are you an existing client with Direct Broking?

YES

Please sign on to our website to place your order

Do you have shares to sell?

YES

If you are not an existing client with Direct Broking and you have shares to sell, we can execute a One-Off Sale on your behalf. This can be executed by calling one of our friendly Faster Dealers on 0800 805 777.

IMPORTANT: BEFORE YOU CALL US - PLEASE read the guidelines below.

PLEASE NOTE: You can only do a One-Off Sale ONCE
For One-Off Sale rates, please see our Rate Sheet

One-off Sale Guildlines

Have you ever done a One-off Sale before with Direct Broking?

YES

You need to sign up and become a client if you have done a one-off sale before

How are your shares held?

(Simply click on the appropriate link below to download the official PDF guidelines, these guidelines can be printed or saved)

	In my Individual name (39 KB)
	In Joint names (50 KB)
	In the name of a Minor (48 KB)
	In an Estate, I am the Executor (38 KB)
	In an Estate, I am the Solicitor (37 KB)
	In someone else's name, but I have Power of Attorney (37 KB)
	In the name of a Company
	In the name of a Family Trust

Please call 0800 805 777

Our DIY Service is available to assist and receive your One-Off sale order!


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