| GENERAL: SEK: D&O Ongoing Disclosure - M Franks |
02:08p.m. |
|
| SEK |
| 21/12/2018 14:08 |
| GENERAL |
| NOT PRICE SENSITIVE |
| REL: 1408 HRS Seeka Limited |
| |
| GENERAL: SEK: D&O Ongoing Disclosure - M Franks |
| |
| Ongoing Disclosure Notice |
| Disclosure of Directors and Senior Managers Relevant Interests |
| Sections 297(2) and 298(2), Financial Markets Conduct Act 2013 |
| |
| To NZX Limited; and |
| Name of listed issuer: Seeka Limited |
| Date this disclosure made: 21-Dec-18 |
| Date of last disclosure: 14-Oct-18 |
| |
| Director or senior manager giving disclosure |
| Full name(s): Michael Gilbert Franks |
| Name of listed issuer: Seeka Limited |
| Name of related body corporate (if applicable): NA |
| Position held in listed issuer: Chief Executive Officer |
| |
| Summary of acquisition or disposal of relevant interest (excluding specified |
| derivatives) |
| Class of affected quoted financial products: Ordinary Shares |
| Nature of the affected relevant interest(s): "1) Registered holder |
| and beneficial owner of Ordinary Shares held by Michael Gilbert Franks |
| 2) Beneficial owner of Ordinary Shares held by Seeka Employee Share Plan |
| Trustees Limited" |
| For that relevant interest- |
| Number held in class before acquisition or disposal: 1) 68,253 |
| Ordinary Shares |
| 2) 8,000 Ordinary Shares |
| Number held in class after acquisition or disposal: 1) 117,506 |
| Ordinary Shares |
| 2) 8,000 Ordinary Shares |
| Current registered holder(s): "1) NA |
| 2) NA" |
| Registered holder(s) once transfers are registered: "1) Michael |
| Gilbert Franks |
| 2) Seeka Employee Share Plan Trustees Limited" |
| |
| Summary of acquisition or disposal of specified derivatives relevant interest |
| (if applicable) |
| Type of affected derivative: NA |
| Class of underlying financial products: NA |
| Details of affected derivative- |
| The notional value of the derivative (if any) or the notional amount of |
| underlying financial products (if any): NA |
| A statement as to whether the derivative is cash settled or physically |
| settled: NA |
| Maturity date of the derivative (if any): NA |
| Expiry date of the derivative(if any): NA |
| The price specified in the terms of the derivative (if any): NA |
| Any other details needed to understand how the amount of the consideration |
| payable under the derivative or the value of the derivative is affected by |
| the value of the underlying financial products: NA |
| For that derivative,- |
| Parties to the derivative: NA |
| If the director or senior manager is not a party to the derivative, the |
| nature of the relevant interest in the derivative: NA |
| |
| Details of transactions giving rise to acquisition or disposal |
| Total number of transactions to which notice relates: 2 |
| Details of transactions requiring disclosure- |
| Date of transaction: A) = 14/12/2018; B) = 21/12/18 |
| Nature of transaction: A) = 14/12/18 Acquisition by Michael Gilbert |
| Franks of 46,725 new Ordinary Shares for $198,581.25 pursuant to Seeka |
| Limited's 1:1.5 Rights Offer; B) = 21/12/18 on market purchase |
| Name of any other party or parties to the transaction (if known): |
| NA |
| The consideration, expressed in New Zealand dollars, paid or received for the |
| acquisition or disposal. If the consideration was not in cash and cannot be |
| readily by converted into a cash value, describe the consideration: |
| A) 14/12/18 = $198,581.25 ($4.25 per Ordinary Share); B) 21/12/18 =$10,946.24 |
| ($4.33 per ordinary share) |
| Number of financial products to which the transaction related: |
| 49,253 Ordinary Shares |
| If the issuer has a financial products trading policy that prohibits |
| directors or senior managers from trading during any period without written |
| clearance (a closed period) include the following details-- |
| Whether relevant interests were acquired or disposed of during a closed |
| period: Yes |
| Whether prior written clearance was provided to allow the acquisition or |
| disposal to proceed during the closed period: Yes |
| Date of the prior written clearance (if any): A) = 11/11/2018 B) = |
| 19/12/18 |
| |
| Summary of other relevant interests after acquisition or disposal: |
| |
| Class of quoted financial products: NA |
| Nature of relevant interest: NA |
| For that relevant interest,- |
| Number held in class: NA |
| Current registered holder(s): NA |
| For a derivative relevant interest,- |
| Type of derivative: NA |
| Details of derivative,- |
| The notional value of the derivative (if any) or the notional amount of |
| underlying financial products (if any): NA |
| A statement as to whether the derivative is cash settled or physically |
| settled: NA |
| Maturity date of the derivative (if any): NA |
| Expiry date of the derivative (if any): NA |
| The price's specified terms (if any): NA |
| Any other details needed to understand how the amount of the consideration |
| payable under the derivative or the value of the derivative is affected by |
| the value of the underlying financial products: NA |
| For that derivative relevant interest,- NA |
| Parties to the derivative: NA |
| If the director or senior manager is not a party to the derivative, the |
| nature of the relevant interest in the derivative: NA |
| |
| Certification |
| I certify that, to the best of my knowledge and belief, the information |
| contained in this disclosure is correct and that I am duly authorised to make |
| this disclosure by all persons for whom it is made. |
| Signature of director or officer: M G Franks |
| End CA:00328834 For:SEK Type:GENERAL Time:2018-12-21 14:08:58 |
