| GENERAL: SEK: D&O Ongoing Disclosure - R Cross |
02:43p.m. |
|
| SEK |
| 21/12/2018 14:43 |
| GENERAL |
| NOT PRICE SENSITIVE |
| REL: 1443 HRS Seeka Limited |
| |
| GENERAL: SEK: D&O Ongoing Disclosure - R Cross |
| |
| Ongoing Disclosure Notice |
| Disclosure of Directors and Senior Managers Relevant Interests |
| Sections 297(2) and 298(2), Financial Markets Conduct Act 2013 |
| |
| To NZX Limited; and |
| Name of listed issuer: Seeka Limited |
| Date this disclosure made: 21-Dec-18 |
| Date of last disclosure: 30-Apr-18 |
| |
| Director or senior manager giving disclosure |
| Full name(s): Peter Ratahi Cross |
| Name of listed issuer: Seeka Limited |
| Name of related body corporate (if applicable): NA |
| Position held in listed issuer: Director |
| |
| Summary of acquisition or disposal of relevant interest (excluding specified |
| derivatives) |
| Class of affected quoted financial products: Ordinary Shares |
| Nature of the affected relevant interest(s): 1) Te Awanui Huka Pak |
| Limited holds ordinary shares in Seeka Limited. P R Cross is a director of Te |
| Awanui Huka Pak Limited. P R Cross is a trustee of the Ngai Tukairangi No. 2 |
| Trust, a shareholder in Te Awanui Huka Pak Limited. P R Cross is a |
| beneficiary, and interests associated with him are beneficiaries, of the Ngai |
| Tukairangi No. 2 Trust. |
| 2) P R Cross is a trustee of the Ngai Tukairangi No. 2 Trust, |
| a shareholder in Seeka Limited. P R Cross is a beneficiary, and interests |
| associated with him are beneficiaries, of the Ngai Tukairangi No. 2 Trust. |
| For that relevant interest- |
| Number held in class before acquisition or disposal: 1) 1,267,410 |
| Ordinary Shares |
| 2) 275,731 Ordinary Shares |
| Number held in class after acquisition or disposal: 1) 1,714,410 |
| Ordinary Shares |
| 2) 459,551 Ordinary Shares |
| Current registered holder(s): "1) NA |
| 2) NA" |
| Registered holder(s) once transfers are registered: "1) Te Awanui |
| Huka Pak Limited |
| 2) R Ellis, H Te Kani, J Grear and C Ellis as the trustees of the Ngai |
| Tukairangi No. 2 Trust" |
| |
| Summary of acquisition or disposal of specified derivatives relevant interest |
| (if applicable) |
| Type of affected derivative: NA |
| Class of underlying financial products: NA |
| Details of affected derivative- |
| The notional value of the derivative (if any) or the notional amount of |
| underlying financial products (if any): NA |
| A statement as to whether the derivative is cash settled or physically |
| settled: NA |
| Maturity date of the derivative (if any): NA |
| Expiry date of the derivative(if any): NA |
| The price specified in the terms of the derivative (if any): NA |
| Any other details needed to understand how the amount of the consideration |
| payable under the derivative or the value of the derivative is affected by |
| the value of the underlying financial products: NA |
| For that derivative,- |
| Parties to the derivative: NA |
| If the director or senior manager is not a party to the derivative, the |
| nature of the relevant interest in the derivative: NA |
| |
| Details of transactions giving rise to acquisition or disposal |
| Total number of transactions to which notice relates: 2 |
| Details of transactions requiring disclosure- |
| Date of transaction: "1) 14 December 2018 |
| 2) 14 December 2018" |
| Nature of transaction: "1) Acquisition of 183,820 new Ordinary |
| Shares for $781,235 pursuant to Seeka Limited's 1:1.5 Rights Offer |
| 2) Acquisition of 447,000 new Ordinary Shares for $1,899,750 pursuant to |
| Seeka Limited's 1:1.5 Rights Offer" |
| Name of any other party or parties to the transaction (if known): |
| "1) NA |
| 2) NA" |
| The consideration, expressed in New Zealand dollars, paid or received for the |
| acquisition or disposal. If the consideration was not in cash and cannot be |
| readily by converted into a cash value, describe the consideration: |
| "1) $781,235 ($4.25 per share) |
| 2) $1,899,750 ($4.25 per share)" |
| Number of financial products to which the transaction related: "1) |
| 183,820 Ordinary Shares |
| 2) 447,000 Ordinary Shares" |
| If the issuer has a financial products trading policy that prohibits |
| directors or senior managers from trading during any period without written |
| clearance (a closed period) include the following details-- |
| Whether relevant interests were acquired or disposed of during a closed |
| period: "1) Yes |
| 2) Yes" |
| Whether prior written clearance was provided to allow the acquisition or |
| disposal to proceed during the closed period: "1) Yes |
| 2) Yes" |
| Date of the prior written clearance (if any): "1) 11 Nov 2018 |
| 2) 11 Nov 2018" |
| |
| Summary of other relevant interests after acquisition or disposal: |
| |
| Class of quoted financial products: NA |
| Nature of relevant interest: NA |
| For that relevant interest,- |
| Number held in class: NA |
| Current registered holder(s): NA |
| For a derivative relevant interest,- |
| Type of derivative: NA |
| Details of derivative,- |
| The notional value of the derivative (if any) or the notional amount of |
| underlying financial products (if any): NA |
| A statement as to whether the derivative is cash settled or physically |
| settled: NA |
| Maturity date of the derivative (if any): NA |
| Expiry date of the derivative (if any): NA |
| The price's specified terms (if any): NA |
| Any other details needed to understand how the amount of the consideration |
| payable under the derivative or the value of the derivative is affected by |
| the value of the underlying financial products: NA |
| For that derivative relevant interest,- NA |
| Parties to the derivative: NA |
| If the director or senior manager is not a party to the derivative, the |
| nature of the relevant interest in the derivative: NA |
| |
| Certification |
| I certify that, to the best of my knowledge and belief, the information |
| contained in this disclosure is correct and that I am duly authorised to make |
| this disclosure by all persons for whom it is made. |
| Signature of director or officer: P R Cross |
| End CA:00328840 For:SEK Type:GENERAL Time:2018-12-21 14:43:30 |
