| SHINTR: ANB: D&O Ongoing Disclosure - S Elliott |
02:55p.m. |
|
| ANB |
| 21/12/2018 14:55 |
| SHINTR |
| THIRD PARTY |
| REL: 1455 HRS ANZ Bank New Zealand Limited |
| |
| SHINTR: ANB: D&O Ongoing Disclosure - S Elliott |
| |
| Ongoing Disclosure Notice |
| Disclosure of Directors and Senior Managers Relevant Interests |
| Sections 297(2) and 298(2), Financial Markets Conduct Act 2013 |
| |
| To NZX Limited; and |
| Name of listed issuer: ANZ Bank New Zealand Limited |
| Date this disclosure made: 21 December 2018 |
| Date of last disclosure: 11 December 2018 |
| |
| Director or senior manager giving disclosure |
| Full name(s): Shayne Cary Elliott |
| Name of listed issuer: ANZ Bank New Zealand Limited |
| Name of related body corporate (if applicable): Australia and New |
| Zealand Banking Group Ltd (ANZ) |
| Position held in listed issuer: Director |
| |
| Summary of acquisition or disposal of relevant interest (excluding specified |
| derivatives) |
| Class of affected quoted financial products: Ordinary shares in |
| ANZ (quoted) |
| Nature of the affected relevant interest(s): Direct and indirect |
| For that relevant interest- |
| Number held in class before acquisition or disposal: 1. Nil - |
| Direct - Shares |
| 2. 258,257 Indirect - Shares |
| |
| 3. 453,349 Direct - Options over unissued ordinary shares |
| Number held in class after acquisition or disposal: 1. 2,830 - |
| Direct - Shares |
| 2. 258,257 Indirect - Shares |
| |
| 3. 438,874 Direct - Options over unissued ordinary shares |
| Current registered holder(s): 1. N/A |
| 2.&3. |
| ANZEST Pty Ltd |
| Registered holder(s) once transfers are registered: 1. Shayne |
| Cary Elliott |
| 2.&3. ANZEST Pty Ltd |
| |
| Summary of acquisition or disposal of specified derivatives relevant interest |
| (if applicable)* |
| Type of affected derivative: N/A |
| Class of underlying financial products: N/A |
| Details of affected derivative- |
| The notional value of the derivative (if any) or the notional amount of |
| underlying financial products (if any): N/A |
| A statement as to whether the derivative is cash settled or physically |
| settled: N/A |
| Maturity date of the derivative (if any): N/A |
| Expiry date of the derivative(if any): N/A |
| The price specified in the terms of the derivative (if any): N/A |
| Any other details needed to understand how the amount of the consideration |
| payable under the derivative or the value of the derivative is affected by |
| the value of the underlying financial products: N/A |
| For that derivative,- |
| Parties to the derivative: N/A |
| If the director or senior manager is not a party to the derivative, the |
| nature of the relevant interest in the derivative: N/A |
| |
| Details of transactions giving rise to acquisition or disposal |
| Total number of transactions to which notice relates: 6 |
| Details of transactions requiring disclosure- |
| Date of transaction: 1. 18 December 2018 |
| 2. 17 December 2018 |
| 3. |
| 19 December 2018 |
| Nature of transaction: 1. 2,830 Ordinary Shares allocated pursuant |
| to the ANZ Dividend Reinvestment Plan at AUD26.03 per Share |
| 2. Lapse of |
| 124,840 Performance Rights |
| 3. Issue of 110,365 Performance Rights |
| Name of any other party or parties to the transaction (if known): |
| ANZEST Pty Ltd |
| The consideration, expressed in New Zealand dollars, paid or received for the |
| acquisition or disposal. If the consideration was not in cash and cannot be |
| readily by converted into a cash value, describe the consideration: |
| No amount was paid to/payable by Mr Elliott. Notional value was: |
| 1. AUD73,664.90 |
| 2. AUD3,288,285.60 |
| 3. AUD2,799,960.05 |
| Number of financial products to which the transaction related: 1 |
| If the issuer has a financial products trading policy that prohibits |
| directors or senior managers from trading during any period without written |
| clearance (a closed period) include the following details-- |
| Whether relevant interests were acquired or disposed of during a closed |
| period: No |
| Whether prior written clearance was provided to allow the acquisition or |
| disposal to proceed during the closed period: N/A |
| Date of the prior written clearance (if any): N/A |
| |
| Summary of other relevant interests after acquisition or disposal: |
| |
| Class of quoted financial products: N/A |
| Nature of relevant interest: N/A |
| For that relevant interest,- |
| Number held in class: N/A |
| Current registered holder(s): N/A |
| For a derivative relevant interest,- |
| Type of derivative: N/A |
| Details of derivative,- |
| The notional value of the derivative (if any) or the notional amount of |
| underlying financial products (if any): N/A |
| A statement as to whether the derivative is cash settled or physically |
| settled: N/A |
| Maturity date of the derivative (if any): N/A |
| Expiry date of the derivative (if any): N/A |
| The price's specified terms (if any): N/A |
| Any other details needed to understand how the amount of the consideration |
| payable under the derivative or the value of the derivative is affected by |
| the value of the underlying financial products: N/A |
| For that derivative relevant interest,- |
| Parties to the derivative: N/A |
| If the director or senior manager is not a party to the derivative, the |
| nature of the relevant interest in the derivative: N/A |
| Certification |
| I certify that, to the best of my knowledge and belief, the information |
| contained in this disclosure is correct and that I am duly authorised to make |
| this disclosure by all persons for whom it is made. |
| Signature of director or officer: |
| Date of signature: |
| or |
| Signature of person authorised to sign on behalf of director or officer: |
| |
| Date of signature: 21 December 2018 |
| Name and title of authorised person: Eva Quarrie, Assistant |
| Company Secretary |
| End CA:00328845 For:ANB Type:SHINTR Time:2018-12-21 14:55:10 |
