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22/11/2019 08:17a.m.
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Our mission is to empower self-directed investors with the right digital tools and products to achieve their investment goals. We’ll be supporting Kiwi investors by offering more varied investment products, better investment tools, and fun ways to learn about investing. Over time, Direct Broking will give self-directed investors, like you, all this and more.

We’re keen to hear your ideas for improving Direct Broking. You can contact our Client Experience team on or 0800 805 777 or by email via info@directbroking.co.nz

If you have a problem or concern, we want to know so we can fix it as quickly as possible.



Name or Account no:
Email address:
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Complaints

Should you decide to raise a complaint with us, we encourage you to put your complaint in writing. When raising a complaint, the following details are of use in helping us address the matter:

- Your name;
- Contact details;
- Account number;
- Nature of complaint;
- Persons involved; and
- What resolution you are looking for

To submit your complaint, please use the feedback form above and select the ‘I want to make a complaint’ subject line.

You could also contact us

By mail - Attention: Compliance, Direct Broking, PO Box 1118, Wellington, New Zealand

By email - complaints@directbroking.co.nz

We will acknowledge receipt of your complaint within 2-3 business days. Every effort will be taken to resolve your complaint as soon as possible. Depending on the nature of the issue this may take up to 30 days.

How we investigate your complaint

We have an internal complaints process. This process has been established so that your complaint is dealt with efficiently and fairly. Complaints are monitored in an endeavour to improve the quality of our products and services.

If we are unable to agree the outcome with you, you may contact Financial Services Complaints Limited (FSCL) who may be able to undertake an independent review of what we've decided to do. FSCL isn't able to consider all types of complaints - see the FSCL website for more information. You can contact FSCL via their website or write to them at Financial Services Complaints Limited, PO Box 5967, Wellington 6145.

Note: do not use this facility to notify Direct Broking of a change of account information. Instead, please go to the Download Forms page and download the appropriate Account Information Update form.