Our website gives you access to a range of NZ and AU market information
including live stock quotes, market depth, stock charts and relevant
company information. Additionally, you can use an online Portfolio to keep
track of your share holdings.
You can trade NZ/AU shares via the telephone or online.
Unlisted provides a facility for trading previously allotted securities.
Unlisted has its own Market Rules and monitors compliance by Issuers with
Unlisted is a Financial Product Market operating under an exemption from
subpart 7 of Part 5 of the Financial Markets Conduct Act 2013 (“the Act”)
and certain conditions specified in the Exemption Notice. Investors trading
in securities quoted on Unlisted trade at their own risk and do not have the
protections provided by Part 5 of the Act, in relation to: insider trading,
market manipulation, continuous disclosure, substantial holding disclosure,
relevant interest disclosures, and the monitoring of market obligations by
To start trading on the Unlisted Market
Once you have completed and submitted the Unlisted Disclaimer to us, we
will enable your account for trading in Unlisted Market stocks.
The NXT Market (“NXT”) is a licensed market operated by NZX Limited
that is designed for smaller companies that are typically at an earlier stage
of business development and accordingly, the risks of investing in
companies listed on NXT may be higher than investing in other companies.
NXT has a set of simplified listing rules and a new approach to disclosure.
To invest in NXT companies, a retail investor must first be given, and
confirm that they understand, the NXT warning.
To start trading on the NXT market
Once you have completed and submitted the Acknowledgement Form to
us, we will enable your account for trading in NXT Market stocks.
Direct Broking provides a comprehensive investment service for listed and
unlisted Fixed Interest securities. Investment Choices include: NZ
Government Bonds, Local Authority Stock, Bank Term Deposits, Corporate
Bonds, Bank Bonds, Debentures, Capital Notes and Perpetual instruments.
You can trade NZ/AU Fixed Interest via the telephone or online.
ANZ is a leading arranger of bond issues in the New Zealand market and
when coupled with Direct Broking' distribution capabilities, we are often
able to secure large allocations of stock to support your investment needs.
You can enquire about a New Issue via the telephone or online.
One-off share Sales are only available to Estates that are not registered
Direct Broking clients. One-off sales give Estates the opportunity to sell
their shares at one time, without needing to open a Direct Broking trading