Our Services

Shares

Our website gives you access to a range of NZ and AU market information including live stock quotes, market depth, stock charts and relevant company information. Additionally, you can use an online Portfolio to keep track of your share holdings.

Trading Methods
You can trade NZ/AU shares via the telephone or online.

View a summary of activity on the NZX and ASX markets  arrow_forward

Trading on the Unlisted Market

Unlisted provides a facility for trading previously allotted securities. Unlisted has its own Market Rules and monitors compliance by Issuers with those Rules.

Unlisted is a Financial Product Market operating under an exemption from subpart 7 of Part 5 of the Financial Markets Conduct Act 2013 (“the Act”) and certain conditions specified in the Exemption Notice. Investors trading in securities quoted on Unlisted trade at their own risk and do not have the protections provided by Part 5 of the Act, in relation to: insider trading, market manipulation, continuous disclosure, substantial holding disclosure, relevant interest disclosures, and the monitoring of market obligations by the FMA.

To start trading on the Unlisted Market
Once you have completed and submitted the Unlisted Disclaimer to us, we will enable your account for trading in Unlisted Market stocks.

Download the Direct Broking Unlisted Disclaimer form here  arrow_forward

Exchange Traded Funds

An Exchange Traded Fund (ETF) is similar to a managed fund, except that it is traded openly on a share market.

Trading Methods
You can trade ETFs via the telephone or online.

Read more about Exchange Traded Funds  arrow_forward

Trading on the NXT Market

The NXT Market (“NXT”) is a licensed market operated by NZX Limited that is designed for smaller companies that are typically at an earlier stage of business development and accordingly, the risks of investing in companies listed on NXT may be higher than investing in other companies.

NXT has a set of simplified listing rules and a new approach to disclosure.

To invest in NXT companies, a retail investor must first be given, and confirm that they understand, the NXT warning.

To start trading on the NXT market
Once you have completed and submitted the Acknowledgement Form to us, we will enable your account for trading in NXT Market stocks.

Register as a NXT Investor and read the NXT Warning  arrow_forward

Download the Direct Broking NXT Acknowledgement form  arrow_forward

Bonds - New Zealand and Australia

Direct Broking provides a comprehensive investment service for listed and unlisted Fixed Interest securities. Investment Choices include: NZ Government Bonds, Local Authority Stock, Bank Term Deposits, Corporate Bonds, Bank Bonds, Debentures, Capital Notes and Perpetual instruments.

Trading Methods
You can trade NZ/AU Fixed Interest via the telephone or online.

View the listed Fixed Interest securities that you can trade  arrow_forward

New Issues - New Zealand shares and bonds

ANZ is a leading arranger of bond issues in the New Zealand market and when coupled with Direct Broking' distribution capabilities, we are often able to secure large allocations of stock to support your investment needs.

Enquiry Methods
You can enquire about a New Issue via the telephone or online.

Find out which New Issues are currently available  arrow_forward

Non-Clients: One-off Sale Facility

One-off share Sales are only available to Estates that are not registered Direct Broking clients. One-off sales give Estates the opportunity to sell their shares at one time, without needing to open a Direct Broking trading account.

Read more about our One-off Sale service  arrow_forward

Cash Management Trust Account

The Cash Management Trust (CMT) accounts gives you the ability to settle your NZ, AU, US and UK equity trades in their home currency and to transfer funds between up to 12 different currencies.

Read more about the Cash Management Trust account  arrow_forward